Timothy Ellis

GIRARD PARTNERS LTD.

King Of Prussia, PA 19406

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CRD#: 6879131

Professional summary

Timothy Ellis, who also goes by Timothy David Ellis, is a registered financial advisor currently at GIRARD PARTNERS LTD. located in King Of Prussia, Pennsylvania and GIRARD INVESTMENT SERVICES, LLC located in King Of Prussia, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Timothy has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy David Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Ellis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2022 - Present

GIRARD PARTNERS LTD.

Office #1: 555 Croton Road, Suite 210, King Of Prussia, PA 19406

RIA

CRD#: 39163

King Of Prussia, PA

Current

June 21, 2024 - Present

GIRARD INVESTMENT SERVICES, LLC

Office #1: 555 Croton Road Suite 210, King Of Prussia, PA 19406

CRD#: 1834

King Of Prussia, PA

Past

December 7, 2020 - July 19, 2022

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

PHILADELPHIA, PA

Past

October 23, 2020 - July 19, 2022

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GIRARD PARTNERS LTD.

GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA

Registered Investment Advisory firm - SEC (6/14/2001 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)

Terminated by SEC on 02/14/2011

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(7/25/2022)

Pennsylvania
(6/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/23/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/27/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GIRARD PARTNERS LTD.

GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA

Registered Investment Advisory firm - SEC (6/14/2001 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)

Terminated by SEC on 02/14/2011

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Contact information

Main Address

555 Croton Road Suite 210, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 337-7640

Established

Pennsylvania since 03/09/1995

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
NORRIS, KEVIN BRIAN	PRESIDENT, CHIEF COMPLIANCE OFFICER & CHEIF INVESTMENT OFFICER	2498441
SEIDEL, RICHARD BASCOM	CHAIRMAN	1232224
CROSSETT, THOMAS J	VICE PRESIDENT SALES & MARKETING	3223221

Regulatory assets under management

Total Number of Accounts	4,636
AUM (Assets Under Management)	$ 2,652,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

GIRARD INVESTMENT SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

Primary Firm SEC Registration

GIRARD PARTNERS LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2020

Series 7TO

Date: 10/23/2020

SIE

Date: 6/27/2020

Series 24

Date: 8/27/2021

FINRA

Current Firm

GIRARD PARTNERS LTD.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

GIRARD PARTNERS LTD.

TRUST BUT VERIFY

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