AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MC

Mandy M Cannon

PARKLAND SECURITIES
Centennial, CO
·CRD# 6878934·1 year experience

Professional Summary

Mandy M Cannon is a registered financial advisor currently at PARKLAND SECURITIES, LLC located in Centennial, Colorado. Mandy is registered as a RR (Registered Representative) and started their career in finance in 2026. Mandy has worked at 1 firm and has passed the Series 6TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
View profile
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Years of Experience

1 years in the financial services industry

Current & Past Employments

PARKLAND SECURITIES, LLC·CRD# 115368
BD
10 Inverness Drive East Suite 229, Centennial, CO 80112
April 15, 2026 - Present

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Current Firm

PS
PARKLAND SECURITIES, LLC

PARKLAND SECURITIES, LLC | SAMMONS SECURITIES COMPANY, LLC

CRD#: 115368 / SEC#: 8-53482
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Mailing Address

300 Parkland Plaza, Ann Arbor, MI 48103

Phone Number

(734) 663-1611

Established

Delaware since 07/26/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
JEROME M. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)—
BAUER, KRISTEN ANNETRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/20202457506
DUNBAR, THERESA LYNNTRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/20207346975
ELLISON, CARLTRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/20207342594
MCCLELLAN, JOHN ALEXANDERCHIEF RISK AND BUSINESS OFFICER4016479
MYLES, JESSICA ROSEFINOP7201565
PHILLIPS, RICHARD THOMASCHIEF COMPLIANCE OFFICER6041363
PISTOR, RANDOLPH FULVIOCHIEF LEGAL OFFICER5143334
RYDELL, BRANDON DAVIDPRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/20202933397
RYDELL, JEROME MATTHEWTRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/20207346979
RYDELL, JEROME STANLEYCEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED408389
THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020TRUST (OWNER OF ALL VOTING INTERESTS)—

Disclosures

Regulatory Event

11

Arbitration

1

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(7/30/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2026About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2026About the SIE exam
FINRA
SRO Registrations

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Mandy M Cannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Craig Stuart Johlfs
Craig Stuart Johlfs

LPL FINANCIAL LLC

GREENWOOD VILLAGE, CO · CRD#
Ralph Milburn Jones JR
Ralph Milburn Jones JR

OPPENHEIMER & CO. INC.

DENVER, CO · CRD#
Lorie Chantelle Jones
Lorie Chantelle Jones

TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO · CRD#
MS
Mark Wayne Surratt

TRANSAMERICA FINANCIAL ADVISORS, LLC

Centennial, CO · CRD#
MC
Follow Mandy
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required