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BR

Brandon David Rydell

SPC
ANN ARBOR, MI
·CRD# 2933397·29 years experience

Professional Summary

Brandon David Rydell, who also goes by Rydell, is a registered financial advisor currently at SPC located in Ann Arbor, Michigan and SIGMA FINANCIAL CORPORATION located in Ann Arbor, Michigan. Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brandon has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rydell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SPC·CRD# 110692
RIA
300 Parkland Plaza, Ann Arbor, MI 48103
November 4, 2002 - Present
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
300 Parkland Plaza, Ann Arbor, MI 48103
September 4, 1997 - Present
PARKLAND SECURITIES, LLC·CRD# 115368
BD
300 Parkland Plaza, Ann Arbor, MI 48103
January 9, 2002 - Present

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Current Firm

SP
SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - SEC (1/11/1984 Approved)
Alaska
Registered Investment Advisory firm - Alaska (2/13/2002 Cancelled)
Arizona
Registered Investment Advisory firm - Arizona (2/14/2002 Terminated)
California
Registered Investment Advisory firm - California (1/17/2002 Cancelled)
Colorado
Registered Investment Advisory firm - Colorado (2/14/2002 Cancelled)
Delaware
Registered Investment Advisory firm - Delaware (2/14/2002 Terminated)
Hawaii
Registered Investment Advisory firm - Hawaii (3/19/2002 Terminated)
Montana
Registered Investment Advisory firm - Montana (2/12/2002 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (2/14/2002 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (2/14/2002 Terminated)
New York
Registered Investment Advisory firm - New York (1/17/2002 Cancelled)
Rhode Island
Registered Investment Advisory firm - Rhode Island (3/7/2002 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (2/14/2002 Terminated)
Utah
Registered Investment Advisory firm - Utah (1/17/2002 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (1/30/2002 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Phone Number

(734) 663-1611

# of Employees

471

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPC FORM ADV BROCHURE (5/7/2026)

Regulatory Assets Under Management

Total Number of Accounts

26,433

AUM (Assets Under Management)

$6,102,465,817

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sale of fixed life through various insurance companies. BD OPS, LLC Parkland Securities, LLC Sigma Planning Corporation Serving as board member for Give and DELIVER SPS Family Charitable Foundation, Ann Arbor, MI. The Give and DELIVER SPS Family Charitable Foundation was created as a non-profit organization for fundraising activities with Sigma Financial Corporation, Parkland Securities, LLC, and their affiliated entities. Start date: 6/24/19, approx. 1 hr/mo.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - SEC (1/11/1984 Approved)
Alaska
Registered Investment Advisory firm - Alaska (2/13/2002 Cancelled)
Arizona
Registered Investment Advisory firm - Arizona (2/14/2002 Terminated)
California
Registered Investment Advisory firm - California (1/17/2002 Cancelled)
Colorado
Registered Investment Advisory firm - Colorado (2/14/2002 Cancelled)
Delaware
Registered Investment Advisory firm - Delaware (2/14/2002 Terminated)
Hawaii
Registered Investment Advisory firm - Hawaii (3/19/2002 Terminated)
Montana
Registered Investment Advisory firm - Montana (2/12/2002 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (2/14/2002 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (2/14/2002 Terminated)
New York
Registered Investment Advisory firm - New York (1/17/2002 Cancelled)
Rhode Island
Registered Investment Advisory firm - Rhode Island (3/7/2002 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (2/14/2002 Terminated)
Utah
Registered Investment Advisory firm - Utah (1/17/2002 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (1/30/2002 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/19/2021)
RR
Alaska
(1/19/2021)
RR
Arizona
(1/19/2021)
RR
Arkansas
(1/19/2021)
IAR
California
(11/4/2002)
RR
California
(1/19/2021)
RR
Colorado
(1/19/2021)
RR
Connecticut
(1/19/2021)
RR
Delaware
(1/19/2021)
RR
District of Columbia
(1/19/2021)
RR
Florida
(1/19/2021)
RR
Georgia
(1/19/2021)
RR
Hawaii
(1/19/2021)
RR
Idaho
(1/19/2021)
RR
Illinois
(1/19/2021)
RR
Indiana
(1/19/2021)
RR
Iowa
(1/19/2021)
RR
Kansas
(1/19/2021)
RR
Kentucky
(1/19/2021)
RR
Louisiana
(1/19/2021)
RR
Maine
(3/21/2012)
RR
Maryland
(1/19/2021)
RR
Massachusetts
(1/19/2021)
RR
Michigan
(9/23/1997)
IAR
Michigan
(1/22/2010)
RR
Minnesota
(1/19/2021)
RR
Mississippi
(1/19/2021)
RR
Missouri
(1/19/2021)
RR
Montana
(1/19/2021)
RR
Nebraska
(1/19/2021)
RR
Nevada
(1/19/2021)
RR
New Hampshire
(1/19/2021)
RR
New Jersey
(1/19/2021)
RR
New Mexico
(1/19/2021)
RR
New York
(1/19/2021)
RR
North Carolina
(1/19/2021)
RR
North Dakota
(1/19/2021)
RR
Ohio
(3/21/2012)
IAR
Ohio
(3/21/2012)
RR
Oklahoma
(1/19/2021)
RR
Oregon
(1/30/2002)
RR
Pennsylvania
(1/19/2021)
RR
Puerto Rico
(1/19/2021)
RR
Rhode Island
(1/19/2021)
RR
South Carolina
(1/19/2021)
RR
South Dakota
(1/19/2021)
RR
Tennessee
(1/19/2021)
RR
Texas
(1/19/2021)
RR
Utah
(1/19/2021)
RR
Vermont
(1/19/2021)
RR
Virgin Islands
(1/19/2021)
RR
Virginia
(1/19/2021)
RR
Washington
(1/19/2021)
RR
West Virginia
(1/19/2021)
RR
Wisconsin
(1/19/2021)
RR
Wyoming
(1/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2006About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2000About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1999About the Series 4 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Dec 1997About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Brandon David Rydell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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