Mary A. Smith
Professional summary
Mary Ann Smith, who also goes by Mary Ann Byrdo, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Mary is registered as a RR (Registered Representative) and started their career in finance in 2018. Mary has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Ann Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2022 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116July 17, 2018 - September 30, 2019
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 12/20/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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