Maria V. Humphrey

WEALTHFRONT ADVISERS LLC

Palo Alto, CA 94301

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CRD#: 6878404

Professional summary

Maria Veronica Humphrey, who also goes by Maria Veronica Gelever, is a registered financial advisor currently at WEALTHFRONT ADVISERS LLC located in Palo Alto, California and WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.

Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Maria has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maria Veronica Gelever

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Humphrey Farms LLC Investment Related: No Address: 38806 NE 21st Ave, La Center, WA 98629 Nature of business: Farming/Retail Start date: 4/9/2020 Number of hours/month: 40 Number of hours during securities trading hours: 0 Duties: Farm duties: Fruit and Vegetable production, egg production; administrative tasks

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Veronica Humphrey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2023 - Present

WEALTHFRONT ADVISERS LLC

Office #1: 261 Hamilton Ave., Palo Alto, CA 94301

RIA

CRD#: 148456

Palo Alto, CA

Current

September 22, 2023 - Present

WEALTHFRONT BROKERAGE LLC

Office #1: 261 Hamilton Ave, Palo Alto, CA 94301

CRD#: 153407

Palo Alto, CA

Past

May 18, 2021 - August 30, 2022

UNEST SECURITIES, LLC

CRD#: 309955

North Hollywood, CA

Past

November 25, 2020 - August 30, 2022

UNEST ADVISERS, LLC

RIA

CRD#: 308125

NORTH HOLLYWOOD, CA

Past

August 13, 2018 - June 2, 2020

ACORNS

RIA

CRD#: 165926

Portland,, OR

Past

April 11, 2018 - June 2, 2020

ACORNS SECURITIES, LLC

CRD#: 168172

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHFRONT ADVISERS LLC

CRD#: 148456 / SEC#: 801-69766

RIA

Registered Investment Advisory firm - (11/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/22/2023)

IAR

California
(9/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEALTHFRONT ADVISERS LLC

CRD#: 148456 / SEC#: 801-69766

RIA

Registered Investment Advisory firm - (11/21/2008 Approved)

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Contact information

Main Address

261 Hamilton Ave., Palo Alto, CA 94301

Mailing Address

Phone number

(855) 695-8437

Established

Firm type

Fiscal year end

# of Employees

402

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE OCTOBER 2025 (10/7/2025)

CLIENT BROCHURE OCTOBER 2025 (10/7/2025)

529 PROGRAM BROCHURE OCT 2025 (10/7/2025)

Regulatory assets under management

Total Number of Accounts	642,888
AUM (Assets Under Management)	$ 42,948,787,664

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/02/2024	Cover Page	Report
01/11/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Maria V. Humphrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Veronica Humphrey's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHFRONT BROKERAGE LLC

UNEST SECURITIES, LLC

UNEST ADVISERS, LLC

ACORNS

ACORNS SECURITIES, LLC

Primary Firm SEC Registration

WEALTHFRONT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/11/2018

Series 24

Date: 1/28/2019

FINRA

Current Firm

WEALTHFRONT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTHFRONT ADVISERS LLC

TRUST BUT VERIFY

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