Michael L. Bryant
Professional summary
Michael Laurence Bryant is a registered financial professional currently at OAK TREE SECURITIES, INC. located in Estes Park, Colorado.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 1 firm and has passed the Series 63, Series 7, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Laurence Bryant's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2018 - Present
OAK TREE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2018)
(7/4/2019)
(9/14/2018)
(12/2/2020)
Exams
FINRA
Current Firm
OAK TREE SECURITIES, INC.
CRD#: 18126 / SEC#: 801-39201, 8-36138
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 3,689,200 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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