Michael F Epstein
Professional Summary
Michael F Epstein, who also goes by Michael Epstein, is a registered financial advisor currently at DIGITAL OFFERING LLC located in Laguna Beach, California. Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Epstein
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Years of Experience
8 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Current Firm
DIGITAL OFFERING LLC | DIGITAL OFFERING, INC.
Contact Information
Main Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651Mailing Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651Phone Number
(949) 300-2240Established
Delaware since 07/13/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(3/16/2020)
(1/6/2025)
(1/5/2025)
(1/6/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
(1/5/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Sep 2018Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2018About the Series 79 examSRO Registrations
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - BD
Click below to view Michael F Epstein's CRS (Customer Relationship Summary).
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
