ME
Michael F. Epstein
DIGITAL OFFERING LLC
Laguna Beach, CA 92651
Some features on this profile are disabled
CRD#: 6876631
ME
Professional summary
Michael F Epstein, who also goes by Michael Epstein, is a registered financial professional currently at DIGITAL OFFERING LLC located in Laguna Beach, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Epstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael F Epstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2020 - Present
DIGITAL OFFERING LLC
Office #1: 1461 Glenneyre Street Suite D, Laguna Beach, CA 92651BD
CRD#: 166401
Laguna Beach, CA
Past
August 12, 2020 - November 11, 2024
CAMBRIA CAPITAL, LLC
BD
CRD#: 133760
SALT LAKE CITY, UT
Past
March 6, 2018 - March 13, 2020
TRIPOINT GLOBAL EQUITIES/BANQ(R)
BD
CRD#: 143174
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2025)
RR
Alaska(1/5/2025)
RR
Arizona(1/5/2025)
RR
Arkansas(1/5/2025)
RR
California(1/5/2025)
RR
Colorado(1/5/2025)
RR
Connecticut(1/5/2025)
RR
Delaware(1/5/2025)
RR
District of Columbia(1/5/2025)
RR
Florida(1/5/2025)
RR
Georgia(1/5/2025)
RR
Hawaii(1/5/2025)
RR
Idaho(1/5/2025)
RR
Illinois(1/5/2025)
RR
Indiana(1/5/2025)
RR
Iowa(1/5/2025)
RR
Kansas(1/5/2025)
RR
Kentucky(1/5/2025)
RR
Louisiana(1/5/2025)
RR
Maine(1/5/2025)
RR
Maryland(1/5/2025)
RR
Massachusetts(1/5/2025)
RR
Michigan(1/5/2025)
RR
Minnesota(1/5/2025)
RR
Mississippi(1/5/2025)
RR
Missouri(1/5/2025)
RR
Montana(1/5/2025)
RR
Nebraska(1/5/2025)
RR
Nevada(1/5/2025)
RR
New Hampshire(1/5/2025)
RR
New Jersey(1/5/2025)
RR
New Mexico(1/5/2025)
RR
New York(3/16/2020)
RR
North Carolina(1/6/2025)
RR
North Dakota(1/5/2025)
RR
Ohio(1/6/2025)
RR
Oklahoma(1/5/2025)
RR
Pennsylvania(1/5/2025)
RR
Puerto Rico(1/5/2025)
RR
Rhode Island(1/5/2025)
RR
South Carolina(1/5/2025)
RR
South Dakota(1/5/2025)
RR
Tennessee(1/5/2025)
RR
Texas(1/5/2025)
RR
Utah(1/5/2025)
RR
Vermont(1/5/2025)
RR
Virgin Islands(1/5/2025)
RR
Virginia(1/5/2025)
RR
Washington(1/5/2025)
RR
West Virginia(1/5/2025)
RR
Wisconsin(1/5/2025)
RR
Wyoming(1/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/28/2018
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DO
DIGITAL OFFERING LLC
DIGITAL OFFERING LLC | DIGITAL OFFERING, INC.
CRD#: 166401 / SEC#: , 8-69206
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651
Mailing Address
1461 Glenneyre Street Suite D, Laguna Beach, CA 92651
Phone number
(949) 300-2240
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
