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Matthew Grant King

TRANSPACIFIC GROUP
MIAMI, FL
·CRD# 6875671·4 years experience

Professional Summary

Matthew Grant King, who also goes by Matt Grant King, is a registered financial advisor currently at TRANSPACIFIC GROUP LLC located in Miami, Florida. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Grant King

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

TRANSPACIFIC GROUP LLC·CRD# 143869
BD
150 Se 2nd Avenue Suite 1401, Miami, FL 33131
November 11, 2022 - Present

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Current Firm

TG
TRANSPACIFIC GROUP LLC

TRANSPACIFIC GROUP LLC | TRANSPACIFIC SECURITIES LLC

CRD#: 143869 / SEC#: 8-67611
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

150 Se 2nd Avenue Suite 1401, Miami, FL 33131

Mailing Address

150 Se 2nd Avenue Suite 1401, Miami, FL 33131

Phone Number

(212) 987-3000

Established

Delaware since 01/30/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASON, MARK EVANMEMBER, OWNER, PRESIDENT, CCO4847417
CHIN, PHYLLIS NYUK FAHFINOP, PFO, CFO6250921
DOHERTY, JAMES HUGHPOO4197747

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(10/19/2023)
RR
New York
(12/1/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2022About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Nov 2022About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Grant King's CRS (Customer Relationship Summary).

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