Kenneth W. Woo
Professional summary
Kenneth Wing Kwok Woo, who also goes by Kenneth Woo, is a registered financial advisor currently at WOO, KENNETH WING KWOK located in Santa Monica, California.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kenneth has worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Wing Kwok Woo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2021 - Present
WOO, KENNETH WING KWOK
February 1, 2018 - September 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 2017 - September 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/22/2021)
Exams
Series 79TO
Date: 3/29/2022
Investment Banking Registered Representative ExaminationCurrent Firm
WOO, KENNETH WING KWOK
CRD#: 306204 / SEC#:
Contact information
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