Zachary A. Prince

PENDULUM SECURITIES

Beverly Hills, CA 90210

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CRD#: 6875622

Professional summary

Zachary Anton Prince, who also goes by Zachary Prince, is a registered financial professional currently at PENDULUM SECURITIES, LLC located in Beverly Hills, California.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Zachary Prince

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Anton Prince's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2022 - Present

PENDULUM SECURITIES, LLC

Office #1: 345 North Maple Drive Suite 160, Beverly Hills, CA 90210

CRD#: 312642

Beverly Hills, CA

Past

May 10, 2019 - December 10, 2020

BOFA SECURITIES, INC.

CRD#: 283942

NEW YORK, NY

Past

January 26, 2018 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/11/2024)

Arkansas
(10/11/2024)

California
(7/1/2022)

Colorado
(10/11/2024)

Connecticut
(10/11/2024)

Delaware
(10/11/2024)

District of Columbia
(10/11/2024)

Florida
(10/11/2024)

Georgia
(10/11/2024)

Hawaii
(10/11/2024)

Illinois
(10/11/2024)

Indiana
(10/11/2024)

Kansas
(10/11/2024)

Louisiana
(10/11/2024)

Maryland
(10/11/2024)

Massachusetts
(10/11/2024)

Michigan
(10/11/2024)

Minnesota
(10/11/2024)

Missouri
(10/11/2024)

Montana
(10/11/2024)

Nevada
(10/11/2024)

New Jersey
(10/11/2024)

New York
(1/3/2023)

North Carolina
(10/11/2024)

Ohio
(10/14/2024)

Oklahoma
(10/11/2024)

Oregon
(10/11/2024)

Pennsylvania
(10/11/2024)

South Carolina
(10/11/2024)

Tennessee
(10/11/2024)

Texas
(10/11/2024)

Utah
(10/11/2024)

Virginia
(10/11/2024)

Washington
(10/11/2024)

Wisconsin
(10/11/2024)

Wyoming
(10/11/2024)

Exams

State Security Law Exam

Series 63

Date: 1/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 3/13/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PENDULUM SECURITIES, LLC

CRD#: 312642 / SEC#: , 8-70705

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

345 North Maple Drive Suite 160, Beverly Hills, CA 90210

Mailing Address

345 North Maple Drive Suite 160, Beverly Hills, CA 90210

Phone number

(424) 421-6040

Established

Delaware since 12/18/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PENDULUM HOLDINGS, LLC	SOLE MEMBER
ATTANASIO, ELIZABETH MARIE	FINOP	5325007
ROBINSON, ELBERT O'NEAL JR.	CEO	3104890
SCOTT, KRISTIN HARRISON MS.	CCO	4714519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary A. Prince

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Anton Prince's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENDULUM SECURITIES, LLC

BOFA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/2018

Series 79TO

Date: 3/13/2019

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2018

FINRA

Current Firm

PENDULUM SECURITIES, LLC

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PENDULUM SECURITIES, LLC

TRUST BUT VERIFY

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