Aaron M. Kaplan
Professional summary
Aaron Michael Kaplan is a registered financial advisor currently at TELOS CAPITAL MANAGEMENT, INC. located in San Diego, California.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Aaron has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Michael Kaplan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2023 - Present
TELOS CAPITAL MANAGEMENT, INC.
Office #1: 13480 Evening Creek Drive North Suite 250, San Diego, CA 92128-4310March 15, 2018 - November 2, 2023
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
TELOS CAPITAL MANAGEMENT, INC.
CRD#: 149108 / SEC#: 801-69837
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/28/2023)
Exams
Series 7TO
Date: 1/31/2022
General Securities Representative ExaminationCurrent Firm
TELOS CAPITAL MANAGEMENT, INC.
CRD#: 149108 / SEC#: 801-69837
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,322 |
| AUM (Assets Under Management) | $ 1,415,056,947 |
Red Flags
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