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Cory Joseph Gano

10 KEY CONSULTING
EL PASO, TX
·CRD# 6874920·8 years experience

Professional Summary

Cory Joseph Gano is a registered financial advisor currently at 10 KEY CONSULTING, LLC located in El Paso, Texas. Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Cory has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

10 KEY CONSULTING, LLC·CRD# 294775
RIA
221 North Kansas Street Suite 1300, El Paso, TX 79901
August 10, 2018 - Present
OSAIC FA, INC.·CRD# 3978
RIA
El Paso, TX
January 19, 2018 - February 19, 2019

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Current Firm

1K
10 KEY CONSULTING, LLC

10 KEY CONSULTING, LLC

CRD#: 294775
Nevada
Registered Investment Advisory firm - Nevada (6/22/2020 Approved)
New Mexico
Registered Investment Advisory firm - New Mexico (8/9/2018 Approved)
Texas
Registered Investment Advisory firm - Texas (8/10/2018 Approved)

Contact Information

Main Address

221 North Kansas Street Suite 1300, El Paso, TX 79901

Phone Number

(915) 544-6770

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SBNG, P.C., 221 North Kansas, Suite 1300, EL Paso, TX. 79901, CPA, Investment Related, Title: Owner/Employee, Duties: Provides accounting services to clients, Started Date: 10/25/1999, Hours Per Month: 160 Hours Per Month during trading hours: 160 Update form BR: NO Website Address: www.sbngcpa.com

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Nevada
(6/22/2020)
IAR
New Mexico
(8/15/2018)
IAR
Texas
(8/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2018About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Cory Joseph Gano's CRS (Customer Relationship Summary).

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