Meliza Brecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meliza Brecht, who also goes by Meliza J Brecht, Meliza Johann Brecht, Meliza Johanna Brecht, Meliza Johanna Fernandez Burbano, Meliza Fernandez Burbano, was a registered financial professional .
Meliza is a previously registered financial professional and started their career in finance in 2022. Meliza had worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2024 - August 11, 2025
SWBC INVESTMENT SERVICES, LLC
March 13, 2023 - November 1, 2024
MORGAN STANLEY
January 7, 2022 - February 18, 2023
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/9/2023
General Securities Representative ExaminationSeries 6TO
Date: 1/7/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SWBC INVESTMENT SERVICES, LLC
CRD#: 133715 / SEC#: , 8-66764
Contact information
FINRA licenses (49 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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