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KS

Kenneth Sonenclar

OAKLINS DP
New York, NY 10016
Some features on this profile are disabled
CRD#: 6872099
KS

Professional summary

Kenneth Sonenclar is a registered financial professional currently at OAKLINS DP LLC located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2018. Kenneth has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Sonenclar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 8, 2018 - Present

OAKLINS DP LLC

Office #1: 90 Park Avenue 24th Floor, New York, NY 10016
BD
CRD#: 124988
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(11/7/2018)
RR
New York
(4/19/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 4/18/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/12/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

OD
OAKLINS DP LLC
DESILVA & PHILLIPS CORPORATE FINANCE LLC | OAKLINS DP LLC

CRD#: 124988 / SEC#: , 8-65749

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
90 Park Avenue 24th Floor, New York, NY 10016
Mailing Address
90 Park Avenue 24th Floor, New York, NY 10016
Phone number
(212) 686-9700
Established
New York since 11/07/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PHILLIPS, REED IIIMANAGING MEMBER/CHIEF COMPLIANCE OFFICER4624808
HERMAN, JOANNA STONEPARTNER6759675
KIRSCH, JOHN JOSEPHPARTNER7379784
NOBLE, ANDREW JACKSON IVMEMBER6603223
DEARTH, JEFFREY LEEMEMBER5695796
STERLING, DANIELLE L.FINOP5909843

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAKLINS DP LLC

CRD#: 124988New York, NY 10016

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