Marc W. Slone
Professional summary
Marc W. Slone, CFP®, who also goes by Marc William Slone, Marc Slone, Marc W Slone, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Sarasota, Florida.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2017. Marc has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc W. Slone's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Education
Miami University
Bachelor of Business Administration - Business Management
2012
Experience
June 18, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 201 N Cattlemen Rd, Sarasota, FL 34243June 11, 2025 - May 11, 2026
FISHER INVESTMENTS
March 31, 2025 - May 20, 2025
STRATEGIC ADVISERS LLC
February 7, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 22, 2017 - May 20, 2025
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2026)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
Financial ConsultantCRD#: 7784Sarasota, FL 34243TRUST BUT VERIFY
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