Heather E. Dolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Elaine Dolan, who also goes by Heather Dolan, Heather Elaine Lewis, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2018. Heather had worked at 1 firm and has passed the SIE and Series 99 exams.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2018 - May 9, 2018
PACIFIC CURRENT GROUP
State Registrations and Notice Filings
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Current Firm
PACIFIC CURRENT GROUP
CRD#: 156263 / SEC#: , 8-68781
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Documents
Red Flags
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