Michelle L. Cooper
Professional summary
Michelle Lynn Cooper, who also goes by Michelle Lynn Macdonald, is a registered financial advisor currently at CERTUITY, LLC located in Manhattan Beach, California.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michelle has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lynn Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2020 - Present
CERTUITY, LLC
Office #1: 820 Manhattan Ave Suite 102, Manhattan Beach, CA 90266July 23, 2018 - May 13, 2019
UBS FINANCIAL SERVICES INC.
March 27, 2018 - May 13, 2019
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2020)
Exams
Current Firm
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 3,100,032,026 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/04/2024 | ||
| 12/22/2023 | ||
| 11/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
