Tiffany Blanding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Blanding, who also goes by Tiffany Anderson, Tiffany Anderson-thomas, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2019. Tiffany had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2020 - September 15, 2022
ST. GERMAIN INVESTMENT MANAGEMENT
August 27, 2019 - September 15, 2022
ST. GERMAIN SECURITIES, INC.
Primary Firm SEC Registration
ST. GERMAIN INVESTMENT MANAGEMENT
CRD#: 155186 / SEC#: 801-12471
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/27/2019
General Securities Representative ExaminationCurrent Firm
ST. GERMAIN INVESTMENT MANAGEMENT
CRD#: 155186 / SEC#: 801-12471
Contact information
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,159 |
| AUM (Assets Under Management) | $ 3,099,684,697 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 01/22/2024 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
