AE
Alan Englander
JVM SECURITIES
Oak Brook, IL 60523
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CRD#: 6869609
AE
Professional summary
Alan Englander is a registered financial professional currently at JVM SECURITIES, LLC located in Oak Brook, Illinois.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2019. Alan has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alan Englander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2019 - Present
JVM SECURITIES, LLC
Office #1: 903 Commerce Drive, Suite 250, Oak Brook, IL 60523BD
CRD#: 290327
Oak Brook, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/14/2021)
RR
California(12/14/2021)
RR
Colorado(12/14/2021)
RR
Connecticut(7/13/2020)
RR
Delaware(2/15/2022)
RR
Florida(7/13/2020)
RR
Georgia(2/15/2022)
RR
Illinois(7/13/2020)
RR
Indiana(7/13/2020)
RR
Iowa(12/14/2021)
RR
Kansas(2/15/2022)
RR
Louisiana(9/16/2025)
RR
Maine(12/14/2021)
RR
Maryland(2/15/2022)
RR
Massachusetts(12/14/2021)
RR
Michigan(7/13/2020)
RR
Minnesota(7/13/2020)
RR
Missouri(12/14/2021)
RR
Montana(8/4/2025)
RR
Nevada(3/7/2022)
RR
New Hampshire(2/5/2024)
RR
New Jersey(2/15/2022)
RR
New York(7/13/2020)
RR
North Carolina(8/1/2022)
RR
North Dakota(2/16/2022)
RR
Ohio(12/15/2021)
RR
Oklahoma(2/15/2022)
RR
Pennsylvania(2/15/2022)
RR
Rhode Island(12/14/2021)
RR
South Dakota(5/9/2023)
RR
Tennessee(5/15/2025)
RR
Texas(12/14/2021)
RR
Utah(4/29/2025)
RR
Virginia(12/14/2021)
RR
Washington(4/22/2025)
RR
Wisconsin(7/13/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 6/24/2019
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JS
JVM SECURITIES, LLC
JVM SECURITIES, LLC
CRD#: 290327 / SEC#: , 8-70032
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
903 Commerce Drive, Suite 250, Oak Brook, IL 60523
Mailing Address
903 Commerce Drive, Suite 250, Oak Brook, IL 60523
Phone number
(630) 242-1000
Established
Delaware since 04/06/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
