Taylor C. Van Putten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taylor Christian Van Putten, who also goes by Taylor Costa Van Putten, was a registered financial professional .
Taylor is a previously registered financial professional and started their career in finance in 2017. Taylor had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2023 - December 31, 2024
INTE SECURITIES LLC
April 18, 2022 - May 16, 2023
ARETE WEALTH ADVISORS, LLC
April 18, 2022 - December 31, 2022
ARETE WEALTH MANAGEMENT, LLC
June 30, 2020 - April 26, 2022
HARRISDIRECT LLC
November 16, 2017 - April 26, 2022
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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