Aramis J. Guerin
Professional summary
Aramis Jon Guerin, who also goes by Aramis J Guerin, Aramis John Guerin, Aramis Jon Guerin, is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York.
Aramis is registered as a RR (Registered Representative) and started their career in finance in 2017. Aramis has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aramis Jon Guerin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2022 - Present
PHX FINANCIAL, INC.
Office #1: 100 Wall Street Floor 10, New York, NY 10005December 10, 2019 - August 31, 2022
SW FINANCIAL
October 7, 2019 - December 11, 2019
WORDEN CAPITAL MANAGEMENT LLC
November 19, 2018 - February 1, 2019
NATIONAL SECURITIES CORPORATION
December 21, 2017 - August 24, 2018
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2023)
(9/6/2022)
(9/20/2022)
(9/6/2022)
(9/21/2022)
(9/16/2022)
(9/20/2022)
(9/19/2022)
(5/9/2024)
(3/7/2023)
(10/18/2024)
(9/19/2022)
(5/28/2025)
(1/27/2023)
(2/1/2023)
(9/6/2022)
(9/6/2022)
(9/14/2022)
(9/14/2022)
(9/6/2022)
(3/20/2023)
(8/25/2023)
(8/27/2024)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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