MR
Michael A. Rodriguez
VOYA FINANCIAL PARTNERS
Windsor, CT 06095
Some features on this profile are disabled
CRD#: 6868246
MR
Professional summary
Michael A. Rodriguez is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael A. Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2022 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095BD
CRD#: 34815
Windsor, CT
Past
November 13, 2017 - February 28, 2022
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
El Paso, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/30/2022)
RR
Alaska(3/30/2022)
RR
Arizona(3/30/2022)
RR
Arkansas(3/30/2022)
RR
California(3/30/2022)
RR
Colorado(3/30/2022)
RR
Connecticut(3/30/2022)
RR
Delaware(3/30/2022)
RR
District of Columbia(3/30/2022)
RR
Florida(3/30/2022)
RR
Georgia(3/30/2022)
RR
Hawaii(3/30/2022)
RR
Idaho(3/30/2022)
RR
Illinois(3/30/2022)
RR
Indiana(3/30/2022)
RR
Iowa(3/30/2022)
RR
Kansas(3/30/2022)
RR
Kentucky(3/30/2022)
RR
Louisiana(3/30/2022)
RR
Maine(3/30/2022)
RR
Maryland(3/30/2022)
RR
Massachusetts(3/30/2022)
RR
Michigan(3/30/2022)
RR
Minnesota(3/30/2022)
RR
Mississippi(3/30/2022)
RR
Missouri(3/30/2022)
RR
Montana(3/30/2022)
RR
Nebraska(3/30/2022)
RR
Nevada(3/30/2022)
RR
New Hampshire(3/30/2022)
RR
New Jersey(3/30/2022)
RR
New Mexico(3/30/2022)
RR
New York(3/30/2022)
RR
North Carolina(3/30/2022)
RR
North Dakota(3/30/2022)
RR
Ohio(3/31/2022)
RR
Oklahoma(3/30/2022)
RR
Oregon(3/30/2022)
RR
Pennsylvania(3/30/2022)
RR
Puerto Rico(3/30/2022)
RR
Rhode Island(3/30/2022)
RR
South Carolina(3/30/2022)
RR
South Dakota(3/30/2022)
RR
Tennessee(3/30/2022)
RR
Texas(3/30/2022)
RR
Utah(3/30/2022)
RR
Vermont(3/30/2022)
RR
Virgin Islands(3/30/2022)
RR
Virginia(3/30/2022)
RR
Washington(3/30/2022)
RR
West Virginia(3/30/2022)
RR
Wisconsin(3/30/2022)
RR
Wyoming(3/30/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VOYA FINANCIAL PARTNERS, LLC
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.
CRD#: 34815 / SEC#: 801-57637, 8-46451
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, C2n, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 11/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
55
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
