KS
Kristina M. Smith
BANKERS LIFE ADVISORY SERVICES
Topeka, KS 66609
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CRD#: 6867181
KS
Professional summary
Kristina Marie Smith, who also goes by Kristina M Smith, Kristina Smith, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Topeka, Kansas and BANKERS LIFE SECURITIES, INC. located in Topeka, Kansas.
Kristina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kristina has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristina M Smith | Kristina Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bankers Life & Casualty UFT ASSOCIATION OF FINANCIAL EDUCATORS POSITION: Educator and Speaker NATURE: Association of Financial Educators is a non profit 501 (c) (3) that has been selected by the Consumer Financial Protection Bureau (CFPB) to work directly with them to disseminate information and conduct financial literacy classes throughout the United States. Their members have conducted tens of thousands of financial workshops for companies, groups, organizations, and entities across North America. They are a proud member of the FDIC Money Smart Alliance, which recognizes organizations that contribute to their mission of promoting financial wellness. Their are 150 Finra approved workshops. INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 108 Wild Basin Road S, Suite 250, Austin TX 78746, United States DESCRIPTION: I will be promoted as a financial educator and endorsed by the Association of Financial educators to speak to various businesses -employees and employers. They will guarantee me to get into 1 business per month and the business to allow me to do at least 3 to 4 seminars for their employees-with the hopes of ongoing seminars. I will be looked at as the expert on educational topics for their employees and someone who their employers may look to for future help or assistance. DILLON SMITH POSITION: Mother-power of attorney NATURE: NA--power of attorney for my son INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 08/31/2018 ADDRESS: 10591 N.W. 62ND Street (P.O. Box 86), Silver Lake KS 66539, United States DESCRIPTION: I am my son's power of attorney for both health and finance. He is on Medicare and disability.
CRS (Client Relationship Summary) - RIA
Click below to view Kristina Marie Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2019 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 3750 Sw Burlingame Circle, Topeka, KS 66609RIA
CRD#: 281285
Topeka, KS
Current
July 26, 2018 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 3750 Sw Burlingame Circle, Topeka, KS 66609BD
CRD#: 173962
Topeka, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(1/3/2019)
IAR
Kansas(1/9/2019)
RR
Missouri(2/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Topeka, KS 66609TRUST BUT VERIFY
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