DM
Dave A. Mendez
FIRST COMMAND ADVISORY SERVICES
Anchorage, AK 99503
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CRD#: 6866959
DM
Professional summary
Dave Alexander Mendez, who also goes by Dave A Mendez, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Anchorage, Alaska and FIRST COMMAND BROKERAGE SERVICES, INC. located in Anchorage, Alaska.
Dave is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Dave has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave A Mendez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: MGM HighFlyers LLC Whether the business is investment-related: Yes Address of the other business: 1930 Berryhill Road, Montgomery, AL, 36117 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Sole Agent The start date of your relationship: Nov 06, 2023 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: LLC formed to run the District in Montgomery AL
CRS (Client Relationship Summary) - RIA
Click below to view Dave Alexander Mendez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2018 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 2525 C Street Suite 425, Anchorage, AK 99503RIA
CRD#: 281958
Anchorage, AK
Current
May 14, 2018 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2525 C Street Suite 425, Anchorage, AK 99503BD
CRD#: 3641
Anchorage, AK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/17/2023)
IAR
Alabama(10/18/2023)
RR
Alaska(8/15/2018)
IAR
Alaska(8/15/2018)
RR
Colorado(10/23/2023)
RR
District of Columbia(10/23/2023)
RR
Florida(10/23/2023)
RR
Georgia(10/23/2023)
RR
Idaho(3/14/2025)
RR
Illinois(10/27/2021)
RR
Indiana(10/23/2023)
RR
Iowa(10/23/2023)
RR
Louisiana(10/23/2023)
RR
Maine(10/23/2023)
RR
Maryland(10/23/2023)
RR
Massachusetts(10/23/2023)
RR
New Jersey(10/23/2023)
RR
North Carolina(10/23/2023)
RR
Ohio(10/25/2023)
RR
Oregon(10/23/2023)
RR
South Carolina(10/23/2023)
RR
South Dakota(3/1/2021)
RR
Texas(6/6/2022)
IAR
Texas(6/9/2022)
RR
Virginia(10/23/2023)
RR
Washington(10/23/2023)
RR
Wisconsin(10/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Anchorage, AK 99503TRUST BUT VERIFY
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