Julien R. Mercier
Professional summary
Julien Raymond Mercier is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Julien is registered as a RR (Registered Representative) and started their career in finance in 2017. Julien has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julien Raymond Mercier's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 2, 2019 - August 8, 2019
EMPOWER FINANCIAL SERVICES, INC.
October 30, 2017 - May 18, 2018
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/15/2022
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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