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YH

Yucong Huang

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CRD#: 6866531
YH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Yucong Huang was a registered financial professional .

Yucong is a previously registered financial professional and started their career in finance in 2017. Yucong had worked at 5 firms and has passed the SIE exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 2, 2019 - April 25, 2019

FEDERATED INTERNATIONAL SECURITIES CORP.

BD
CRD#: 290173
PITTSBURGH, PA
Past

October 15, 2018 - April 3, 2019

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
PITTSBURGH, PA
Past

October 17, 2017 - April 3, 2019

FEDERATED SECURITIES CORP.

RIA
CRD#: 5009
Edison, NJ
Past

October 17, 2017 - April 25, 2019

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA
CRD#: 109355
Boston, MA
Past

October 17, 2017 - April 25, 2019

FEDERATED INVESTMENT COUNSELING

RIA
CRD#: 105325
Pittsburgh, PA
Past

October 17, 2017 - April 25, 2019

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA
CRD#: 106277
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 11/8/2018
Securities Industry Essentials Examination

Current Firm


FI
FEDERATED INTERNATIONAL SECURITIES CORP.
FEDERATED INTERNATIONAL SECURITIES CORP.

CRD#: 290173 / SEC#: 801-111953, 8-70132

BD
Terminated by SEC on 01/03/2025
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Contact information


Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Delaware since 09/12/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4

Documents


Latest Form ADV

Part 2 Brochures

Direct owners and executive officers


NamePositionCRD#
FAVERO, AUTUMN LYNNASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER7844158
NOVAK, RICHARD ANTHONYDIRECTOR, SR. VICE PRESIDENT, TREASURER2901271
VAN METER, STEPHEN PAULCHIEF COMPLIANCE OFFICER6020413

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FEDERATED INTERNATIONAL SECURITIES CORP.

CRD#: 290173

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