TT
Tetsu Tonegawa
CVC FUNDING
NEW YORK, NY 10153
Some features on this profile are disabled
CRD#: 6866058
TT
Professional summary
Tetsu Tonegawa is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.
Tetsu is registered as a RR (Registered Representative) and started their career in finance in 2019. Tetsu has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tetsu Tonegawa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2025 - Present
CVC FUNDING, LLC
Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153BD
CRD#: 277056
NEW YORK, NY
Past
June 9, 2021 - August 28, 2025
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
November 14, 2019 - June 10, 2021
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Past
July 8, 2019 - November 19, 2019
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2025)
RR
Alaska(8/12/2025)
RR
Arizona(8/12/2025)
RR
Arkansas(8/12/2025)
RR
California(8/12/2025)
RR
Colorado(8/12/2025)
RR
Connecticut(8/12/2025)
RR
Delaware(8/12/2025)
RR
District of Columbia(8/12/2025)
RR
Florida(8/12/2025)
RR
Georgia(8/12/2025)
RR
Hawaii(8/12/2025)
RR
Idaho(8/12/2025)
RR
Illinois(8/12/2025)
RR
Indiana(8/12/2025)
RR
Iowa(8/12/2025)
RR
Kansas(8/12/2025)
RR
Kentucky(8/12/2025)
RR
Louisiana(8/12/2025)
RR
Maine(8/12/2025)
RR
Maryland(8/12/2025)
RR
Massachusetts(8/12/2025)
RR
Michigan(8/12/2025)
RR
Minnesota(8/12/2025)
RR
Mississippi(8/12/2025)
RR
Missouri(8/12/2025)
RR
Montana(8/12/2025)
RR
Nebraska(8/12/2025)
RR
Nevada(8/12/2025)
RR
New Hampshire(8/12/2025)
RR
New Jersey(8/12/2025)
RR
New Mexico(8/12/2025)
RR
New York(8/12/2025)
RR
North Carolina(8/12/2025)
RR
North Dakota(8/12/2025)
RR
Ohio(8/13/2025)
RR
Oklahoma(8/12/2025)
RR
Oregon(8/12/2025)
RR
Pennsylvania(8/12/2025)
RR
Puerto Rico(8/12/2025)
RR
Rhode Island(8/12/2025)
RR
South Carolina(8/12/2025)
RR
South Dakota(8/12/2025)
RR
Tennessee(8/12/2025)
RR
Texas(8/12/2025)
RR
Utah(8/12/2025)
RR
Vermont(8/12/2025)
RR
Virginia(8/12/2025)
RR
Washington(8/12/2025)
RR
West Virginia(8/12/2025)
RR
Wisconsin(8/12/2025)
RR
Wyoming(8/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CVC FUNDING, LLC
CVC CAPITAL MARKETS | CVC FUNDING, LLC | CVC CREDIT PARTNERS 712, LLC
CRD#: 277056 / SEC#: , 8-69650
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Mailing Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Phone number
(212) 506-3858
Established
Delaware since 06/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
