PN
Paul M. Newell
CETERA INVESTMENT ADVISERS LLC
DANIEL ISLAND, SC 29492
Some features on this profile are disabled
CRD#: 6865643
PN
Professional summary
Paul Michael Newell, who also goes by Paul M Newell, Paul Michael Newell, Paul Newell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Daniel Island, South Carolina and CETERA WEALTH SERVICES, LLC located in Daniel Island, South Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Paul has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul M Newell | Paul Michael Newell | Paul Newell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED ATTORNEY OF SC POSITION: Independent Contractor NATURE: Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2009 ADDRESS: 1226 Smythe Street, Daniel Island SC 29492, United States DESCRIPTION: There is no entity involved in this OBA. I am a licensed attorney in good standing in South Carolina as a result of taking and passing the bar exam in 2009 only. I do not and will not be practicing law. This is just to maintain my license. COMMONWEALTH FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2022 ADDRESS: 225 Seven Farms Drive, Suite 106, Daniel Island SC 29492, United States DESCRIPTION: Fixed Insurance sales as opportunities arise during the normal course of advisory business FROG RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 1226 Smythe St, Charleston SC 29492, United States DESCRIPTION: Our primary residence has a detached garage with a studio apartment on the second floor. We are renting that out
CRS (Client Relationship Summary) - RIA
Click below to view Paul Michael Newell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 Seven Farms Dr Ste 106, Daniel Island, SC 29492RIA
CRD#: 105644
DANIEL ISLAND, SC
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DANIEL ISLAND, SC
Past
February 23, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
DANIEL ISLAND, SC
Past
February 23, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
DANIEL ISLAND, SC
Past
January 25, 2021 - January 25, 2022
VERITY INVESTMENT PARTNERS
RIA
CRD#: 119630
BEAUFORT, SC
Past
April 30, 2019 - January 21, 2021
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
NASHVILLE, TN
Past
April 26, 2019 - January 21, 2021
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
NASHVILLE, TN
Past
February 21, 2018 - May 13, 2019
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
NASHVILLE, TN
Past
January 2, 2018 - April 2, 2019
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2025)
RR
Florida(8/11/2023)
RR
Georgia(8/10/2023)
RR
Maryland(8/5/2024)
RR
Mississippi(8/10/2023)
RR
North Carolina(8/10/2023)
RR
Pennsylvania(8/28/2023)
RR
South Carolina(8/10/2023)
IAR
South Carolina(8/10/2023)
RR
Tennessee(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Virginia(3/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
