JS
Joshua E. Stirling
KLAAS FINANCIAL ASSET ADVISORS.
Fitchburg, WI 53719-5114
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CRD#: 6865628
JS
Professional summary
Joshua Eric Stirling is a registered financial advisor currently at KLAAS FINANCIAL ASSET ADVISORS, LLC. located in Fitchburg, Wisconsin.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joshua has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: CFA Society Madison. Investment-Related: No. Address: 915 E. High St., Charlottesville, VA 22902. Nature: Professional organization. Position: Vice President effective June 2023-June 2025; Member, Board of Directors effective June 2022 - June 2024; Member, Programming Committee. Start Date: June 2022. Approximate hours/month: 2-4. Approximate securities trading hours/month: 2-4. Duties: As Vice President and Director, provide guidance and direction for organization. As member of Programming Committee, responsible for coordinating relevant speakers and educational industry content locally and with neighboring societies. Volunteer position, no compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Eric Stirling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2018 - Present
KLAAS FINANCIAL ASSET ADVISORS, LLC.
Office #1: 5951 Mckee Road, Suite 200, Fitchburg, WI 53719-5114RIA
CRD#: 121399
Fitchburg, WI
Past
July 17, 2020 - September 10, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LOVES PARK, IL
Past
June 11, 2018 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
LOVES PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KLAAS FINANCIAL ASSET ADVISORS, LLC.
KLAAS FINANCIAL ASSET ADVISORS, LLC.
CRD#: 121399 / SEC#: 801-79516
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Illinois
Registered Investment Advisory firm - (4/10/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (4/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/15/2018)
IAR
Wisconsin(1/15/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KLAAS FINANCIAL ASSET ADVISORS, LLC.
KLAAS FINANCIAL ASSET ADVISORS, LLC.
CRD#: 121399 / SEC#: 801-79516
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Illinois
Registered Investment Advisory firm - (4/10/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (4/10/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4707 Perry Ridge Lane, Loves Park, IL 61111
Mailing Address
Phone number
(815) 877-8440
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,539 |
| AUM (Assets Under Management) | $ 632,130,957 |
Red Flags
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Company Information
KLAAS FINANCIAL ASSET ADVISORS, LLC.
CRD#: 121399Fitchburg, WI 53719-5114TRUST BUT VERIFY
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