JM
John E. Moore
OAKBOURNE ADVISORS
WEST CHESTER, PA 19382
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CRD#: 6865332
JM
Professional summary
John Eric Moore, who also goes by Eric Moore, John Moore, is a registered financial advisor currently at OAKBOURNE ADVISORS located in West Chester, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Moore | John Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Eric Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2025 - Present
OAKBOURNE ADVISORS
Office #1: 2 West Market Street Suite 1, West Chester, PA 19382RIA
CRD#: 129112
WEST CHESTER, PA
Past
January 19, 2023 - August 6, 2025
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Philadelphia, PA
Past
January 19, 2023 - August 6, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Philadelphia, PA
Past
October 19, 2021 - January 25, 2023
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
Philadelphia, PA
Past
October 18, 2021 - January 25, 2023
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
PHILADELPHIA, PA
Past
February 20, 2018 - October 15, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PHILADELPHIA, PA
Past
January 2, 2018 - October 15, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(9/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922
Mailing Address
Phone number
(908) 850-9991
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,013 |
| AUM (Assets Under Management) | $ 283,595,331 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
