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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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For Advisors
AF

Aaron G. Forrester

NOBLES & RICHARDS
Phoenix, AZ 85054
Some features on this profile are disabled
CRD#: 6863940
AF

Professional summary

Aaron G Forrester, who also goes by Aaron Glen Forrester, Aaron Forrester, is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Phoenix, Arizona.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2017. Aaron has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aaron Glen Forrester | Aaron Forrester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron G Forrester's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2026 - Present

NOBLES & RICHARDS, INC.

Office #1: 18500 N. Allied Way, Phoenix, AZ 85054
BD
CRD#: 146870
Phoenix, AZ
Past

February 22, 2023 - May 1, 2026

MORGAN STANLEY

RIA
CRD#: 149777
GILBERT, AZ
Past

February 17, 2023 - May 1, 2026

MORGAN STANLEY

BD
CRD#: 149777
GILBERT, AZ
Past

March 15, 2018 - December 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHANDLER, AZ
Past

December 14, 2017 - December 17, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHANDLER, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/29/2026)
RR
Alaska
(4/29/2026)
RR
Arizona
(4/29/2026)
RR
Arkansas
(4/29/2026)
RR
California
(4/29/2026)
RR
Colorado
(4/29/2026)
RR
Connecticut
(4/29/2026)
RR
Delaware
(4/29/2026)
RR
District of Columbia
(4/29/2026)
RR
Florida
(4/29/2026)
RR
Georgia
(4/29/2026)
RR
Hawaii
(4/29/2026)
RR
Idaho
(4/29/2026)
RR
Illinois
(4/29/2026)
RR
Indiana
(4/29/2026)
RR
Iowa
(4/29/2026)
RR
Kansas
(4/29/2026)
RR
Kentucky
(4/29/2026)
RR
Louisiana
(4/29/2026)
RR
Maine
(4/29/2026)
RR
Maryland
(4/29/2026)
RR
Massachusetts
(4/29/2026)
RR
Michigan
(4/29/2026)
RR
Minnesota
(4/29/2026)
RR
Mississippi
(4/29/2026)
RR
Missouri
(4/29/2026)
RR
Montana
(4/29/2026)
RR
Nebraska
(4/29/2026)
RR
Nevada
(4/29/2026)
RR
New Hampshire
(4/29/2026)
RR
New Jersey
(4/29/2026)
RR
New Mexico
(4/29/2026)
RR
New York
(4/29/2026)
RR
North Carolina
(4/29/2026)
RR
North Dakota
(4/29/2026)
RR
Ohio
(4/29/2026)
RR
Oklahoma
(4/29/2026)
RR
Oregon
(4/29/2026)
RR
Pennsylvania
(4/29/2026)
RR
Rhode Island
(4/29/2026)
RR
South Carolina
(4/29/2026)
RR
South Dakota
(4/29/2026)
RR
Tennessee
(4/29/2026)
RR
Texas
(4/29/2026)
RR
Utah
(4/29/2026)
RR
Vermont
(4/29/2026)
RR
Virginia
(4/29/2026)
RR
Washington
(4/29/2026)
RR
West Virginia
(4/29/2026)
RR
Wisconsin
(4/29/2026)
RR
Wyoming
(4/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/14/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

N&
NOBLES & RICHARDS, INC.
NOBLES & RICHARDS, INC.

CRD#: 146870 / SEC#: , 8-67859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Mailing Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Phone number
(214) 642-6603
Established
Texas since 10/02/2007
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TELEMARKETING LAW COMPLIANCE, LLCSHAREHOLDER
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCFO/FINOP2680389

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLES & RICHARDS, INC.

CRD#: 146870Phoenix, AZ 85054

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