JB
Joshua J. Beaugrand
CETERA INVESTMENT ADVISERS LLC
SOUTH MILWAUKEE, WI 53172
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CRD#: 6863438
JB
Professional summary
Joshua James Beaugrand is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in South Milwaukee, Wisconsin and CETERA WEALTH SERVICES, LLC located in South Milwaukee, Wisconsin.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Beaugrand Tax & Accounting LLC~'NIR'~1318 Columbia Ave~South Milwaukee~WI~53172~Tax Preparation/Accounting~President~7/1/2016~120hrs~60hrs~Owner and President of tax preparation service in South Milwaukee Wisconsin 2) Beaugrand & Baugher LLC~'NIR'~5008 Green Bay Rd Suite 103~Kenosha~WI~53144~Accounting Services/Tax Preparation~Owner~9/1/2017~70hrs~50hrs~I assist in seasonal tax preparation during the tax season and then also do payroll and bookkeeping tasks during the off season. Will also take phone calls during the year from clients if they get a notice from any tax agency. 3) DB WEHRING WEALTH POSITION: strategic partner NATURE: I am a strategic partner with this firm, but do not use any of their information in any of my marketing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/30/2016 ADDRESS: 1125 Milwaukee Avenue, South Milwaukee WI 53172, United States DESCRIPTION: provide referral business as it arises 4) HOPE VILLAGE INTERNATIONAL INC POSITION: Treasurer NATURE: Oversight of financial information INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 10940 S Nicholson Rd, Oak Creek WI 53154, United States DESCRIPTION: present financials each quarter, oversee the 990 prep 5) Accounting Services/Tax Preparation; ; Accounting Services/Tax Preparation; NIR; 50; 09/01/2017; 5008 Green Bay Rd Suite 103 WI 53144; I assist in seasonal tax preparation during the tax season and then also do payroll and bookkeeping tasks during the off season. Will also take phone calls during the year from clients if they get a notice from any tax agency. 6) Tax Preparation/Accounting; ; Tax Preparation/Accounting; NIR; 60; 07/01/2016; 1318 Columbia Ave WI 53172; Owner and President of tax preparation service in South Milwaukee Wisconsin
CRS (Client Relationship Summary) - RIA
Click below to view Joshua James Beaugrand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1125 Milwaukee Avenue, South Milwaukee, WI 53172RIA
CRD#: 105644
SOUTH MILWAUKEE, WI
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1125 Milwaukee Avenue, South Milwaukee, WI 53172BD
CRD#: 13572
South Milwaukee, WI
Past
January 3, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
South Milwaukee, WI
Past
July 30, 2018 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
South Milwaukee, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(9/5/2025)
IAR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644South Milwaukee, WI 53172TRUST BUT VERIFY
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