Max N. Kramer
Professional summary
Max Nicholas Kramer, who also goes by Max Nicholas Kramer, Max Kramer, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Grand Rapids, Michigan and FIDELITY BROKERAGE SERVICES LLC located in Grand Rapids, Michigan.
Max is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Max has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Max Nicholas Kramer's CRS (Customer Relationship Summary).
Certified licenses
Education
Western Michigan University
Bachelor of Business Administration - Personal Financial Planning
2018
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3480 28th Street Se The Corner Shops At Woodland, Grand Rapids, MI 49512-1602April 18, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3480 28th Street Se The Corner Shops At Woodland, Grand Rapids, MI 49512April 21, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 22, 2019 - July 16, 2020
LPL FINANCIAL LLC
October 8, 2019 - August 31, 2021
CX INSTITUTIONAL, LLC
April 22, 2019 - October 7, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 2, 2019 - October 7, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 16, 2018 - December 6, 2018
GRADIENT SECURITIES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2023)
(3/28/2024)
(3/10/2023)
(1/6/2023)
(1/6/2023)
(1/6/2023)
(3/2/2024)
(3/2/2024)
(4/18/2022)
(3/31/2025)
(3/2/2024)
(3/10/2023)
(3/28/2024)
(1/9/2023)
(7/31/2023)
(3/10/2023)
(3/31/2025)
(10/21/2025)
Exams
Series 7TO
Date: 4/2/2019
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
