SP
Savannah S. Phillips
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
MOUNT VERNON, TX 75457
Some features on this profile are disabled
CRD#: 6862652
SP
Professional summary
Savannah Shaye Phillips, who also goes by Savannah Shaye Keys, Savannah Keys, Savannah Phillips, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mount Vernon, Texas and CETERA WEALTH SERVICES, LLC located in Mount Vernon, Texas.
Savannah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Savannah has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Savannah Shaye Keys | Savannah Keys | Savannah Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: MOUNT VERNON KEY CLUB INVESTMENT RELATED: NO ADDRESS: MOUNT VERNON, TX NATURE OF BUSINESS: CLUB START DATE: 05/2020 POSITION/TITLE/RELATIONSHIP: REPORTER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: UPDATE SOCIAL MEDIA AND NEWS FOR CLUB 2. NAME OF OTHER BUSINESS: LEADERS OF TOMORROW INVESTMENT RELATED: NO ADDRESS: MOUNT VERNON, TX NATURE OF BUSINESS: CLUB START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: COORDINATE AND RUN LEADERS OF TOMORROW 3. NAME OF OTHER BUSINESS: FIRST BAPTIST CHURCH INVESTMENT RELATED: NO ADDRESS: MOUNT VERNON, TX NATURE OF BUSINESS: RELIGIOUS START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: FINANCE TEAM APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGET 4. NAME OF OTHER BUSINESS: FRANKLIN COUNTY 4H INVESTMENT RELATED: NO ADDRESS: MOUNT VERNON, TX NATURE OF BUSINESS: NON-PROFIT START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: FINANCE CHAIR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW CHECKS AND BALANCES FOR THE ORGANIZATION WHICH IS YOUTH LED 5. NAME OF OTHER BUSINESS: FC YOUTH BASEBALL SOFTBALL ASSOCIATION INVESTMENT RELATED: NO ADDRESS: MOUNT VERNON, TX NATURE OF BUSINESS: SPORTS START DATE: 05/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER 6. NAME OF OTHER BUSINESS: FC BASKETBALL ASSOCIATION INVESTMENT RELATED: NO ADDRESS: MOUNT VERNON, TX NATURE OF BUSINESS: SPORTS START DATE: 05/2023 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER 7. NAME OF OTHER BUSINESS: FFEC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 8. NAME OF OTHER BUSINESS: PHILLIPS INVESTMENTS, LLC INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Savannah Shaye Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 202 Scott Street, Mount Vernon, TX 75457RIA
CRD#: 105644
MOUNT VERNON, TX
Current
May 16, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 202 Scott Street, Mount Vernon, TX 75457BD
CRD#: 13572
MOUNT VERNON, TX
Past
November 3, 2020 - April 18, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Mount Vernon, TX
Past
April 7, 2020 - April 18, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Mount Vernon, TX
Past
March 20, 2019 - December 26, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
TYLER, TX
Past
January 12, 2018 - March 28, 2018
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(5/16/2024)
IAR
Texas(5/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Mount Vernon, TX 75457TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
