Tyler P. Mills
Professional summary
Tyler Patrick Mills, CFP®, who also goes by Tyler Patrick Mills, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Durham, North Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Tyler has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Patrick Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
January 25, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 28, 2022 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
May 19, 2020 - February 28, 2022
T. ROWE PRICE ADVISORY SERVICES, INC.
May 19, 2020 - February 28, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 23, 2018 - March 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2017 - March 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2023)
(1/25/2024)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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