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Isabella M. Rahm

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CRD#: 6861073
IR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Isabella Maria Victoria Rahm was a registered financial professional .

Isabella is a previously registered financial professional and started their career in finance in 2019. Isabella had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 24, 2019 - June 19, 2020

MIDAS SECURITIES GROUP, INC.

BD
CRD#: 14009
NEW YORK, NY
Past

January 24, 2019 - June 19, 2020

BEXIL SECURITIES LLC

BD
CRD#: 153813
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/6/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/25/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/2019
General Securities Representative Examination

Current Firm

MS
MIDAS SECURITIES GROUP, INC.
BULL & BEAR MARKETING SERVICES | MIDAS SECURITIES GROUP, INC. | INVESTOR SERVICE CENTER, INC.

CRD#: 14009 / SEC#: , 8-29751

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
2255 Buffalo Road, Rochester, NY 14624
Mailing Address
2255 Buffalo Road, Rochester, NY 14624
Phone number
(212) 785-0900
Established
Delaware since 12/19/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WINMILL & CO. INCORPORATEDPARENT COMPANY
KAMERMAN, RUSSELL LOUISSECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER6432984
KLIMOSKI, DONALD IIASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER6854924
OMALLEY, THOMASDIRECTOR, CFO, CAO, TREASURER, CONTROLLER1144851
WINMILL, MARK CAMPBELLPRINCIPAL1181703
WINMILL, THOMAS BASSETTDIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER1849082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDAS SECURITIES GROUP, INC.

CRD#: 14009

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