Alexander B. Fields
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Barry Fields was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2018. Alexander had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2020 - January 20, 2021
TUDOR PICKERING HOLT & CO ADVISORS LP
January 16, 2018 - January 26, 2023
PERELLA WEINBERG PARTNERS LP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TUDOR PICKERING HOLT & CO ADVISORS LP
CRD#: 158253 / SEC#: , 8-68888
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERELLA WEINBERG PARTNERS GROUP LP | OWNER | |
| BARANCIK, GARY SCOTT | CHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1728326 |
| BEDNAR, ANDREW THOMAS | PRESIDENT | 1856221 |
| GILLILAND, LANCE GALEN | PRINCIPAL; HEAD OF M&A | 2013135 |
| GOTTSCHALK, ALEXANDRA K | FINANCIAL OPERATIONS PRINCIPAL, CHIEF ACCOUNTING OFFICER, AND CONTROLLER | 5864478 |
| HOLT, ROBERT MAYNARD III | CEO | 1979093 |
| POLEMENI, MARK ANDREW ESQ | CHIEF COMPLIANCE OFFICER & CHIEF REGULATORY COUNSEL | 5070584 |
| TUDOR, ROBERT BEALL III | CHAIRMAN | 1736832 |
Red Flags
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