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Mark Andrew Polemeni Esq

CRD# 5070584·Registered 2018 - 2021
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Andrew Polemeni ESQ, who also goes by Mark Andrew Polemeni, Mark Andrew Polemeni Esq, Mark A. Polemeni, Esq., Mark Andrew Polemeni, Esq., was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2018 - 2021. Mark had worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Andrew Polemeni, Mark Andrew Polemeni Esq, Mark A. Polemeni, Esq., Mark Andrew Polemeni, Esq.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

TUDOR PICKERING HOLT & CO ADVISORS LP·CRD# 158253
BD
New York, NY
March 28, 2018 - March 1, 2021
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC·CRD# 129772
BD
New York, NY
March 28, 2018 - February 10, 2025
PERELLA WEINBERG PARTNERS LP·CRD# 138618
BD
New York, NY
March 28, 2018 - October 7, 2025

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Current Firm

TP
TUDOR PICKERING HOLT & CO ADVISORS LP

TUDOR PICKERING HOLT & CO ADVISORS LP | TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC

CRD#: 158253 / SEC#: 8-68888
BD
Terminated by SEC on 03/06/2021

Contact Information

Established

Delaware since 12/30/2016

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PERELLA WEINBERG PARTNERS GROUP LPOWNER—
BARANCIK, GARY SCOTTCHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1728326
BEDNAR, ANDREW THOMASPRESIDENT1856221
GILLILAND, LANCE GALENPRINCIPAL; HEAD OF M&A2013135
GOTTSCHALK, ALEXANDRA KFINANCIAL OPERATIONS PRINCIPAL, CHIEF ACCOUNTING OFFICER, AND CONTROLLER5864478
HOLT, ROBERT MAYNARD IIICEO1979093
POLEMENI, MARK ANDREW ESQCHIEF COMPLIANCE OFFICER & CHIEF REGULATORY COUNSEL5070584
TUDOR, ROBERT BEALL IIICHAIRMAN1736832

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2018About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2018About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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