Tristan J. Crook

OLDFATHER FINANCIAL SERVICES LLC | Associate Financial Advisor

Kearney, NE 68847

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CRD#: 6860338

Professional summary

Tristan James Crook is a registered financial advisor currently at OLDFATHER FINANCIAL SERVICES LLC located in Kearney, Nebraska.

Tristan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Tristan has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tristan Crook has been employed as a Virtual Associate with XY Planning Network 24 E Main St Bozeman, MT 59715 since November 2023. This activity accounts for approximately 25% of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan James Crook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2024 - Present

OLDFATHER FINANCIAL SERVICES LLC

Office #1: 2033 Central Avenue, Kearney, NE 68847

RIA

CRD#: 112505

Kearney, NE

Past

January 8, 2024 - September 27, 2024

308 FINANCIAL

RIA

CRD#: 329269

KEARNEY, NE

Past

April 12, 2022 - October 26, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLUMBUS, NE

Past

April 11, 2022 - October 26, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COLUMBUS, NE

Past

August 20, 2020 - March 4, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

KEARNEY, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLDFATHER FINANCIAL SERVICES LLC

OLDFATHER FINANCIAL SERVICES | WILLIAM OLDFATHER | WILLIAM A. OLDFATHER | OLDFATHER FINANCIAL SERVICES LLC

CRD#: 112505 / SEC#: 801-79439

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Nebraska

Registered Investment Advisory firm - (4/15/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(10/10/2024)

IAR

Texas
(2/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/20/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/26/2019

Securities Industry Essentials Examination

Current Firm

OLDFATHER FINANCIAL SERVICES LLC

OLDFATHER FINANCIAL SERVICES | WILLIAM OLDFATHER | WILLIAM A. OLDFATHER | OLDFATHER FINANCIAL SERVICES LLC

CRD#: 112505 / SEC#: 801-79439

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Nebraska

Registered Investment Advisory firm - (4/15/2014 Terminated)

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Contact information

Main Address

2033 Central Avenue, Kearney, NE 68847

Mailing Address

P.o Box 1775, Kearney, NE 68848-1775

Phone number

(308) 237-4571

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	1,125
AUM (Assets Under Management)	$ 458,961,667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Tristan J. Crook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan James Crook's CRS (Customer Relationship Summary).

Certified licenses

Experience

308 FINANCIAL

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

OLDFATHER FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2020

Series 7TO

Date: 8/20/2020

SIE

Date: 9/26/2019

Current Firm

OLDFATHER FINANCIAL SERVICES LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLDFATHER FINANCIAL SERVICES LLC

TRUST BUT VERIFY

Contact information

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