Joseph M. Presti

JOSEPH M. PRESTI INVESTMENTS

San Francisco, CA

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CRD#: 6860201

Professional summary

Joseph Martin Presti Mr. is a registered financial advisor currently at JOSEPH M. PRESTI INVESTMENTS located in San Francisco, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Presti is a 50% owner of HL Holdings LLC. The business is not investment related. The current address of the business is located at 215 Crestmont Drive, San Francisco, CA, 94131. The business is engaged in the production and design of clothing and household products. Mr. Presti is a 50% owner and manager. The business was founded in 2019. Mr Presti currently devotes approximately 10 hours a month to the operations of HL Holdings LLC. Mr. Presti does not typically devote time to HL Holdings LLC during securities trading hours. Mr. Presti is engaged in administrative activities related to HL Holdings such as keeping business records, sending and receiving invoices/purchase orders and parcels as well as designing clothing and household product items.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Martin Presti Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2018 - Present

JOSEPH M. PRESTI INVESTMENTS

RIA

CRD#: 289409

San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2018)

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Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2016

Uniform Investment Adviser Law Examination

Current Firm

JOSEPH M. PRESTI INVESTMENTS

JOSEPH M. PRESTI ADVISORY | PRESTI, JOSEPH MARTIN | JOSEPH MARTIN PRESTI | JOSEPH M. PRESTI INVESTMENTS

CRD#: 289409 / SEC#:

California

Registered Investment Advisory firm - (1/12/2018 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

+1 (415) 857-3857

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,832,701

Red Flags

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Joseph M. Presti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Martin Presti Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH M. PRESTI INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2016

Current Firm

JOSEPH M. PRESTI INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOSEPH M. PRESTI INVESTMENTS

TRUST BUT VERIFY

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