Andrew P. Carrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Patrick Carrigan, who also goes by Andrew Carrigan, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2018. Andrew had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2020 - February 22, 2022
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
April 2, 2019 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
April 2, 2019 - February 22, 2022
DELAWARE DISTRIBUTORS, L.P.
June 19, 2018 - February 26, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2018 - February 26, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
CRD#: 105390 / SEC#: 801-32108
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
CRD#: 105390 / SEC#: 801-32108
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 317 |
| AUM (Assets Under Management) | $ 164,320,917,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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