Alec L. Diamond
Professional summary
Alec Louis Diamond, who also goes by Alec Diamond, Alec Louis Diamond, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Nashville, Tennessee and ALLIANCEBERNSTEIN INVESTMENTS, INC. located in Nashville, Tennessee.
Alec is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Alec has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alec Louis Diamond's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2022 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 501 Commerce Street, Nashville, TN 37203June 22, 2022 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 501 Commerce Street, Nashville, TN 37203April 12, 2021 - September 19, 2022
LAFFER TENGLER INVESTMENTS, INC.
February 24, 2018 - January 5, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2025)
(1/9/2025)
(7/25/2022)
(7/25/2022)
(6/22/2022)
(6/22/2022)
Exams
Series 7TO
Date: 8/16/2022
General Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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