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KS

Kelsea Sullivan

FIDELITY INSTITUTIONAL WEALTH ADVISER
ROSEVILLE, MN
CRD#: 6858886
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KS
Kelsea SullivanFIDELITY INSTITUTIONAL WEALTH ADVISER

Professional summary

Kelsea Sullivan, CIMA®, who also goes by Kelsea Mae Sullivan, Kelsea Sullivan, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Roseville, Minnesota and FIDELITY DISTRIBUTORS COMPANY LLC located in Smithfield, Rhode Island.

Kelsea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kelsea has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kelsea Mae Sullivan | Kelsea Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelsea Sullivan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

January 6, 2026 - Present

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

RIA
CRD#: 301896
ROSEVILLE, MN
Current

January 16, 2024 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 17507
SMITHFIELD, RI
Past

June 25, 2020 - July 17, 2024

THRIVENT ASSET MANAGEMENT, LLC

RIA
CRD#: 137751
Minneapolis, MN
Past

February 20, 2020 - December 11, 2023

THRIVENT DISTRIBUTORS, LLC

BD
CRD#: 179512
Minneapolis, MN
Past

November 3, 2017 - January 24, 2020

EMERSON EQUITY LLC

BD
CRD#: 130032
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/16/2024)
RR
Alaska
(1/16/2024)
RR
Arizona
(1/16/2024)
RR
Arkansas
(1/16/2024)
RR
California
(1/16/2024)
RR
Colorado
(1/16/2024)
RR
Connecticut
(1/16/2024)
RR
Delaware
(1/16/2024)
RR
District of Columbia
(1/16/2024)
RR
Florida
(1/16/2024)
RR
Georgia
(1/16/2024)
RR
Hawaii
(1/16/2024)
RR
Idaho
(1/16/2024)
RR
Illinois
(1/16/2024)
RR
Indiana
(1/16/2024)
RR
Iowa
(1/16/2024)
RR
Kansas
(1/16/2024)
RR
Kentucky
(1/16/2024)
RR
Louisiana
(1/16/2024)
RR
Maine
(1/16/2024)
RR
Maryland
(1/16/2024)
RR
Massachusetts
(1/16/2024)
RR
Michigan
(1/16/2024)
RR
Minnesota
(1/16/2024)
IAR
Minnesota
(1/6/2026)
RR
Mississippi
(1/16/2024)
RR
Missouri
(1/16/2024)
RR
Montana
(1/16/2024)
RR
Nebraska
(1/16/2024)
RR
Nevada
(1/16/2024)
RR
New Hampshire
(1/16/2024)
RR
New Jersey
(1/16/2024)
RR
New Mexico
(1/16/2024)
RR
New York
(1/16/2024)
RR
North Carolina
(1/16/2024)
RR
North Dakota
(1/16/2024)
RR
Ohio
(1/17/2024)
RR
Oklahoma
(1/16/2024)
RR
Oregon
(1/16/2024)
RR
Pennsylvania
(1/16/2024)
RR
Puerto Rico
(1/16/2024)
RR
Rhode Island
(1/16/2024)
RR
South Carolina
(1/16/2024)
RR
South Dakota
(1/16/2024)
RR
Tennessee
(2/27/2026)
RR
Texas
(1/16/2024)
RR
Utah
(1/16/2024)
RR
Vermont
(1/16/2024)
RR
Virginia
(1/16/2024)
RR
Washington
(1/16/2024)
RR
West Virginia
(1/16/2024)
RR
Wisconsin
(1/16/2024)
RR
Wyoming
(1/16/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/22/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/14/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/3/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)
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Contact information

Main Address
245 Summer Street, Boston, MA 02210
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
194

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY MODEL PORTFOLIO SOLUTIONS (1/9/2026)
FIDELITY INSTITUTIONAL CUSTOM SMAS (12/3/2025)
FIDELITY MANAGED ACCOUNT XCHANGE ESSENTIALS (3/31/2025)
FIDELITY MANAGED ACCOUNT XCHANGE (3/31/2025)

Regulatory assets under management

Total Number of Accounts829
AUM (Assets Under Management)$ 6,468,261,663

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
08/22/2024
Cover Page
Report
10/23/2023
Cover Page
Report
01/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896Roseville, MN

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