MP
Margaret L. Petersen
CITIZENS PRIVATE WEALTH
SAN FRANCISCO, CA 94111
Some features on this profile are disabled
CRD#: 6858840
MP
Professional summary
Margaret Louise Petersen, CFP®, who also goes by Maggie Louise Mayes, Maggie Petersen, Margaret Louise Petersen, Margaret Louise Mayes Petersen, is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in San Francisco, California and CITIZENS SECURITIES, INC. located in San Francisco, California.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Margaret has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maggie Louise Mayes | Maggie Petersen | Margaret Louise Petersen | Margaret Louise Mayes Petersen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Louise Petersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2024 - Present
CITIZENS PRIVATE WEALTH
Office #1: 101 California Street, San Francisco, CA 94111RIA
CRD#: 106743
SAN FRANCISCO, CA
Current
April 19, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 101 California Street, San Francisco, CA 94111RIA
BD
CRD#: 39550
SAN FRANCISCO, CA
Current
April 19, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 101 California Street, San Francisco, CA 94111RIA
BD
CRD#: 39550
SAN FRANCISCO, CA
Past
March 8, 2024 - April 20, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
San Francisco, CA
Past
September 29, 2023 - April 20, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
San Francisco, CA
Past
April 17, 2018 - April 22, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
San Francisco, CA
Past
December 19, 2017 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
San Francisco, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2024)
RR
Alaska(4/19/2024)
RR
Arizona(4/19/2024)
RR
Arkansas(4/19/2024)
RR
California(4/19/2024)
IAR
California(4/19/2024)
RR
Colorado(4/19/2024)
RR
Connecticut(4/19/2024)
RR
Delaware(4/19/2024)
RR
District of Columbia(4/19/2024)
RR
Florida(4/19/2024)
RR
Georgia(4/19/2024)
RR
Hawaii(4/19/2024)
RR
Idaho(4/19/2024)
RR
Illinois(4/19/2024)
RR
Indiana(4/19/2024)
RR
Iowa(4/19/2024)
RR
Kansas(4/19/2024)
RR
Kentucky(4/19/2024)
RR
Louisiana(4/19/2024)
RR
Maine(4/19/2024)
RR
Maryland(4/19/2024)
RR
Massachusetts(4/19/2024)
RR
Michigan(4/19/2024)
RR
Minnesota(4/19/2024)
RR
Mississippi(4/19/2024)
RR
Missouri(4/19/2024)
RR
Montana(4/19/2024)
RR
Nebraska(4/19/2024)
RR
Nevada(4/19/2024)
RR
New Hampshire(4/19/2024)
RR
New Jersey(4/19/2024)
RR
New Mexico(4/19/2024)
RR
New York(4/19/2024)
RR
North Carolina(4/19/2024)
RR
North Dakota(4/19/2024)
RR
Ohio(4/19/2024)
RR
Oklahoma(4/19/2024)
RR
Oregon(4/19/2024)
RR
Pennsylvania(4/19/2024)
RR
Puerto Rico(4/19/2024)
RR
Rhode Island(4/19/2024)
RR
South Carolina(4/19/2024)
RR
South Dakota(4/19/2024)
RR
Tennessee(4/19/2024)
RR
Texas(4/19/2024)
IAR
Texas(4/19/2024)
RR
Utah(4/19/2024)
RR
Vermont(4/19/2024)
RR
Virginia(4/19/2024)
RR
Washington(4/19/2024)
RR
West Virginia(4/19/2024)
RR
Wisconsin(4/19/2024)
RR
Wyoming(4/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
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Contact information
Main Address
520 White Plains Road 3rd Floor, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 846-0100
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
