Christopher Kentimenos
Professional summary
Christopher Kentimenos, who also goes by Chris Kentimenos, is a registered financial advisor currently at SPEARHEAD ADMINISTRATIVE SERVICES, LLC located in Fort Lauderdale, Florida and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Kentimenos's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2022 - Present
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
June 27, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 19, 2020 - May 9, 2022
TRADESTATION SECURITIES, INC.
February 7, 2019 - September 29, 2020
KOVACK ADVISORS, INC.
September 24, 2018 - September 29, 2020
KOVACK SECURITIES INC.
February 16, 2018 - September 26, 2018
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
CRD#: 319289 / SEC#: 801-123610
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2022)
(6/8/2022)
(6/27/2022)
Exams
Series 52TO
Date: 9/23/2019
Municipal Securities Representative ExaminationFINRA
Current Firm
SPEARHEAD ADMINISTRATIVE SERVICES, LLC
CRD#: 319289 / SEC#: 801-123610
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 2,156,059,612 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/08/2023 | ||
| 12/28/2022 |
Red Flags
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