EV
Ethan Van Holland
CETERA INVESTMENT ADVISERS LLC
SHELDON, IA 51201
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CRD#: 6858056
EV
Professional summary
Ethan Van Holland, who also goes by Ethan Scott Van Holland, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sheldon, Iowa and CETERA WEALTH SERVICES, LLC located in Sheldon, Iowa.
Ethan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Ethan has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ethan Scott Van Holland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PIPAC Health & Life Insurance Brokerage~1304 TECH PKWY STE 200~CEDAR FALLS~IA~50613~Insurance Agent~Agent~8/17/2020~10hrs~5hrs~I would like to have an added benefit to my clients by being able to sell them health, dental and vision insurance through PIPAC 2) P&L ACCOUNTING & TAX SERVICES LLP POSITION: Accountant NATURE: I am a 1099 freelancer for P&L Accounting. They need some extra help to finish out the year and asked if I would sign a short term contract with them. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 08/02/2022; ADDRESS: 14930 S Cicero Ave, Suite 1B, Oak Forest IL 60452, United States; DESCRIPTION: I am inputting and reviewing K-1s for partnership returns. 3) WEALTH MANAGEMENT REPS POSITION: Financial Advisor NATURE: WMReps is a group of financial advisors that bounce ideas off of each other, support one another, and market together. We all own our separate tax practices and financial clients. We are also all a part of a sub-rep agreement program. I will be using the WMReps as a DBA for my investment services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2023 ADDRESS: 221 Park Street, Sheldon IA 51201, United States DESCRIPTION: I join monthly/quarterly meetings via zoom. I assist in marketing ideas and investment ideas for various groups of clientele. 4) VAN HOLLAND ACCOUNTING LLC POSITION: Owner NATURE: I will be conducting personal, business and estate tax returns. I may include bookkeeping as part of my practice in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 05/23/2022 ADDRESS: 221 Park St, Sheldon IA 51201, United States DESCRIPTION: I am the owner and only employee of Van Holland Accounting. I will inputting tax data, meeting with clients, offering tax advice and conducting all of the managerial duties for the business. 5)PIPAC Health & Life Insurance Brokerage (1); Agent; ~; PIPAC is an insurance brokerage firm. An agent has the ability to sell life, health, dental, and vision insurance through them.; NIR; 5; 1304 TECH PKWY STE 200 CEDAR FALLS IA 50613; ~; I would like to have an added benefit to my clients by being able to sell them health, dental and vision insurance through PIPAC
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Van Holland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1022 3rd Ave Ste 1, Sheldon, IA 51201RIA
CRD#: 105644
SHELDON, IA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1022 3rd Ave Ste 1, Sheldon, IA 51201BD
CRD#: 13572
Sheldon, IA
Past
February 7, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Sheldon, IA
Past
February 7, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Sheldon, IA
Past
May 13, 2019 - December 17, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
IOWA CITY, IA
Past
May 13, 2019 - December 17, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
IOWA CITY, IA
Past
September 15, 2018 - May 10, 2019
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
OAK FOREST, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(9/5/2025)
IAR
Iowa(9/5/2025)
RR
Michigan(9/18/2025)
RR
Minnesota(9/5/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/16/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sheldon, IA 51201TRUST BUT VERIFY
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