KM
Kevin P. Marso
AVANTAX PLANNING PARTNERS
Humboldt, IA 50548
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CRD#: 6857826
KM
Professional summary
Kevin Peter Marso is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Humboldt, Iowa.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kevin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Senior Accountant with Erpelding, Voigt & Co., LLP., a regional CPA firm primarily located in Iowa. I am located at 422 Sumner Ave., Humboldt, IA 50548. I have been with Erpelding Voigt since 2013. I work approximately 2650 hours a year. I provide services that are typically of public accounting, including tax services, consulting, account services and valuation services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am the Treasurer for the non-profit club Humboldt Rotary Club. MHA is not investment-related. It is a Section 501(c)(3) non-profit and is located at P.O. Box 64, Humboldt, IA 50548. I have been the treasurer since 2017. Duties include making deposits and paying bills, invoicing members for quarterly dues, and collection of dues billed. I devote approximately 10 hours per month, mostly during non-securities trading hours. 3)HUMBOLDT ROTARY CLUB POSITION: Treasurer NATURE: The Rotary club is a civic entity that raises funds to then donate to the local community through student scholarships and providing funds for various community projects of our choosing. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: PO Box 64, Humboldt IA 50548, United States DESCRIPTION: I am treasurer of the club and in charge of depositing funds from dues collected and fundraising activities. I have check writing authority for paying club bills, and provide the bookkeeping function through Quickbooks. 4) Self-employed farmer; farm operator; Management of a small farm operation on farmland attached to my residence.; NIR; 0; 01/01/2014; 1040 Michigan Avenue Bode IA 50519; Purchasing seed, chemicals, fertilizer, managing planting and harvesting of crops, marketing grain, etc. 5) Cinco Group, LLC; Partner; Business owns the real estate that is utilized for the operations of the CPA firm Erpelding, Voigt & Co., LLP.� The CPA firm pays rent to Cinco Group, LLC for usage of the buildings.; NIR; 2; 10/01/2023; 422 Sumner Avenue Humboldt IA 50548; My duties for the entity relate to general management and day-to-day maintenance of the building in Humboldt, IA. 6) Erpelding, Voigt & Co., LLP; Partner; I am an owner/partner in this CPA firm.; NIR; 130; 10/01/2023; 422 Sumner Avenue Humboldt IA 50548; I am a partner that services a book of tax clients and manages the staff in our Humboldt, IA office.� I meet with clients, review and sign tax returns, review and sign financial statements and related reports, as well as provide financial services through Avantax Planning Partners.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Peter Marso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2017 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 422 Sumner Avenue, Humboldt, IA 50548RIA
CRD#: 106237
Humboldt, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/17/2017)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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