WC
Wilmer R. Cordoba
CENTAURUS FINANCIAL
Downey, CA 90241
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CRD#: 6857480
WC
Professional summary
Wilmer Ricardo Cordoba, who also goes by Wilmer Ricardo Bernal, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Downey, California and NESTYIELD ETFS located in Downey, California.
Wilmer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Wilmer has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wilmer Ricardo Bernal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RAMOS CONSULTING & WEALTH MANAGEMENT INC. 8141 2ND STREET, SUITE #608A, DOWNEY, CA 90241. DBA FOR BRANDING PUPOSES ONLY. 2. AGENT, FINANCIAL ADVISORS, LLC. 8141 2ND STREET, SUITE #608A, DOWNEY, CA 90241. NON INVESTMENT RELATED SINCE 2/2022 AND I SPEND APPROX. 10-15 HOURS PER MONTH ON THIS ACTIVITY. INSURANCE AGENT. 3. AGENT, PSP FINANCIAL & INSURANCE, 8141 2ND STREET, SUITE #608A, DOWNEY, CA 90241. NON INVESTMENT RELATED SINCE 2/2022 AND I SPEND APPROX. 10-15 HOURS PER MONTH ON THIS ACTIVITY. INSURANCE AND ANNUITY ADVISOR. 4. NEST EGG ETFS, LLC POSITION: Portfolio Manager NATURE: Portfolio Management: Actively managing and overseeing the ETF portfolios, making decisions about asset allocation, security selection, and investment strategies to meet the fund's objectives. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 09/24/2024 ADDRESS: 8141 2nd St, Suite 330, Downey CA 90241, United States DESCRIPTION: Portfolio Manager 5. NESTYIELD ETFS, LLC POSITION: Manager NATURE: NestYield ETFs, LLC is a marketing company for branding purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2024 ADDRESS: 8141 2nd St, Suite 330, Downey CA 90241, United States DESCRIPTION: Marketing Company 6. RAMOS CAPITAL GROUP POSITION: Financial Advisor, Portfolio Manager NATURE: Ramos Capital Group is a wealth management firm under the supervision of Centaurus Financial, a registered investment advisory firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 5 START DATE: 01/20/2022 ADDRESS: 8141 2nd St, Suite 330, Downey CA 90241, United States DESCRIPTION: I provide investment advisory and portfolio management services to clients of Ramos Capital Group. My responsibilities include constructing and managing customized portfolios, delivering financial planning advice, conducting investment research, and ensuring compliance with regulatory and firm standards. All activities are conducted under the supervision of Centaurus Financial, a registered investment advisory firm.
CRS (Client Relationship Summary) - RIA
Click below to view Wilmer Ricardo Cordoba's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wilmer Ricardo Cordoba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2022 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 8141 E. 2nd Street Suite #330, Downey, CA 90241RIA
BD
CRD#: 30833
Downey, CA
Current
November 27, 2024 - Present
NESTYIELD ETFS
Office #1: 8141 2nd Street Suite 330, Downey, CA 90241RIA
CRD#: 332971
DOWNEY, CA
Current
March 9, 2022 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 8141 E. 2nd Street Suite #330, Downey, CA 90241RIA
BD
CRD#: 30833
Downey, CA
Past
February 13, 2018 - March 10, 2021
MORGAN STANLEY
RIA
CRD#: 149777
BEVERLY HILLS, CA
Past
December 15, 2017 - March 10, 2021
MORGAN STANLEY
BD
CRD#: 149777
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(2/23/2022)
RR
California(3/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
