DJ
David J. Juszkiewicz
BANKERS LIFE ADVISORY SERVICES
Warwick, RI 02886
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CRD#: 6857365
DJ
Professional summary
David Joseph Juszkiewicz, who also goes by David Juszkiewicz, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Warwick, Rhode Island and BANKERS LIFE SECURITIES, INC. located in Warwick, Rhode Island.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. David has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Juszkiewicz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE POSITION: Insurance Agent & UFT NATURE: Medicare Supplement, Long Term Care insurance, Life insurance & Annuities are the solutions offered (Life/Health).Service existing clients, recommend solutions on a needs basis. INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 01/09/2009 ADDRESS: 475 Kilvert St, Suite 210 Building A, Warwick RI 02886, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. DAVID JUSZKIEWICZ POSITION: Owner of Investment property NATURE: Landlord - manage property, collect rent. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 07/15/2022 ADDRESS: 26 BOSTON AVE, Worcester MA 01604-1948, United States DESCRIPTION: I own a multi family home, collect rent and will be holding a security deposit at a bank for new tenant as of 10/01/2022 in the amount of $2,400.
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Juszkiewicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2021 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 475 Kilvert St Ste 210 Bldg A, Warwick, RI 02886RIA
CRD#: 281285
Warwick, RI
Current
November 16, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 475 Kilvert Street Suite 210, Warwick, RI 02886BD
CRD#: 173962
Warwick, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/29/2025)
RR
Colorado(9/4/2020)
RR
Connecticut(2/12/2018)
RR
Florida(2/20/2019)
RR
Massachusetts(2/8/2018)
RR
North Carolina(4/5/2022)
RR
Rhode Island(2/8/2018)
IAR
Rhode Island(1/4/2021)
RR
Texas(11/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Warwick, RI 02886TRUST BUT VERIFY
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