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Griffin M Saddler

Griffin M Saddler

CFP®
WATERSHED WEALTH
ALPENA, MI
·CRD# 6856259·7 years experience

Professional Summary

Griffin M Saddler, CFP®, who also goes by Griffin M Saddler, is a registered financial advisor currently at WATERSHED WEALTH located in Alpena, Michigan. Griffin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Griffin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Griffin M Saddler

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2022

Years of Experience

7 years in the financial services industry

Current & Past Employments

Current

WATERSHED WEALTHCurrent·CRD# 325405
RIA
1223 S State Ave Suite B, Alpena, MI 49707
May 19, 2023 - Present

Past

WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421
RIA
Alpena, MI
November 6, 2019 - May 17, 2023
WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421
BD
Alpena, MI
September 25, 2019 - May 17, 2023

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Current Firm

WW
WATERSHED WEALTH

WATERSHED WEALTH | WATERSHED WEALTH MANAGEMENT LLC

CRD#: 325405
Michigan
Registered Investment Advisory firm - Michigan (3/21/2023 Approved)

Contact Information

Main Address

1223 S State Ave Suite B, Alpena, MI 49707

Phone Number

(989) 255-0457

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

161

AUM (Assets Under Management)

$18,700,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Griffin Saddler serves as a member of the Board of Directors for Alpena Community Credit Union (ACCU), an investment-related financial institution located at 710 W Miller St, Alpena, MI 49707. Griffin has held this position since November 2024, committing approximately 2 hours per month outside of securities trading hours. His duties involve general direction, oversight, and promoting sound business practices in alignment with Michigan law and NCUA regulations. This role, unrelated to Watershed Wealth's advisory services, includes no compensation and presents no conflicts of interest or referral arrangements. Griffin Saddler has a financial industry affiliated business as an independent insurance agent. No more than 30% of his time is spent on this activity. Griffin Saddler may recommend commission free insurance and annuity products to clients. Griffin Saddler serves as a Board Member and Finance Committee Chair for "The Sunset Project", a nonprofit organization focused on mental health awareness and creative advancement. He dedicates approximately 5 hours per month and receives no compensation for his duties. Griffin Saddler is a content creator that produces general educational content on personal finance topics via social media under the username @planwithgriff. He spends approximately 5 hours per week on this activity and receives no compensation.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Michigan
(5/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Griffin M Saddler's CRS (Customer Relationship Summary).

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